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Gabriel Dias

J.P. Morgan Securities LLC

Ft. Lauderdale, FL

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-09-19
TX RA APPROVED 2024-09-18
  • FL RA
    APPROVED
    Since 2024-09-19
  • TX RA
    APPROVED
    Since 2024-09-18

Branch Locations

201 E Las Olas Suite 2400, Ft. Lauderdale, FL 33301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lockheed Martin Orlando FL 09/2016 12/2017
Sprint Orlando FL 11/2017 05/2018
University Of Central Florida Orlando FL 08/2015 05/2018
Charles Schwab & Co., Inc. Miami FL 06/2018 08/2024
Charles Schwab Bank, Ssb Miami FL 02/2020 08/2024
Jpmorgan Chase Bank, N.A. Fort Lauderdale FL 09/2024 Present
J.P. Morgan Securities Llc Fort Lauderdale FL 09/2024 Present
University Of Central Florida Orlando FL 09/2016 12/2017
  • 09/2016 → 12/2017
    Lockheed Martin
    Orlando, FL
  • 11/2017 → 05/2018
    Sprint
    Orlando, FL
  • 08/2015 → 05/2018
    University Of Central Florida
    Orlando, FL
  • 06/2018 → 08/2024
    Charles Schwab & Co., Inc.
    Miami, FL
  • 02/2020 → 08/2024
    Charles Schwab Bank, Ssb
    Miami, FL
  • 09/2024 → Present
    Jpmorgan Chase Bank, N.A.
    Fort Lauderdale, FL
  • 09/2024 → Present
    J.P. Morgan Securities Llc
    Fort Lauderdale, FL
  • 09/2016 → 12/2017
    University Of Central Florida
    Orlando, FL
Previous Registrations
  • 2019-03-04 → 2024-09-12
    Charles Schwab & Co., Inc.
    Fort Worth, TX
    Miami, FL
    Miami, FL
    Fort Lauderdale, FL
    Winter Park, FL
    Orlando, FL
    Winter Park, FL
    Plantation, FL
    Indianapolis, IN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-03-04
  • S66 Uniform Combined State Law Examination
    2019-03-04
Other Names
  • Gabriel P Dias
  • Gabriel Pio Dias

View on SEC IAPD

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STATE FARM INVESTMENT MANAGEMENT CORP.
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FINANCIAL PLANNING SERVICES, INC.
INTEGRATED FINANCIAL STRATEGIES, LLC

Other Investors

DARRIN ROBERT HALSEY
LINDELL G DOUGLAS
MELINDA CHERISE MEACHAM
MATTHEW DAVID OSBORN
Danny Young
RINALDO DIAZ-FLORES
Konstantin Chrenow
Dorota J Gilbert

Other Offices

KOVACK ADVISORS, INC. · FT. LAUDERDALE, FL
KOVACK ADVISORS, INC. · Fort Lauderdale, FL
KOVACK ADVISORS, INC. · Fort Lauderdal, FL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Fort Lauderdale, FL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Fort Lauderdale, FL
FIRST CITIZENS INVESTOR SERVICES, INC. · Ft Lauderdale, FL
J.P. MORGAN SECURITIES LLC · POMPANO BEACH, FL
STATE FARM INVESTMENT MANAGEMENT CORP. · Fort Lauderdale, FL

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