Tyler Justin Romney

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2017 → Present
  Lpl Financial, Llc
  Provo, UT
• 08/2014 → Present
  Mountain America Credit Union
  Provo, UT

Other Businesses

1. 1/17/2018 - MOUNTAIN AMERICA CU - Investment Related - At Reported Business Location(s) - FINANCIAL INSTITUTION DUTY - Associate Wealth Advisor - Start Date: 01/28/2018 - 4 Hours Per Month/1 Hour During Securities Trading - 50%. 2. 11/1/2019 - Mountain America Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 10/31/2019 - 40 Hours Per Month During Securities Trading 3. 07/28/2023 - Open Air Entertainment Inc. - Not Investment Related - Saratoga Springs, UT - Outside/W-2 Employment - Entertainment Supervisor - Start Date 08/29/2019 - 1 Hour Per Month/0 Hours During Securities Trading

Exams

• S66 Uniform Combined State Law Examination
  2018-02-02

Designations

• Certified Financial Planner