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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-06-08 |
| CA | RA | APPROVED | 2019-10-18 |
Branch Locations
7700 Irvine Center Dr Ste 520, Irvine, CA 92618 • United States
219 Avenue I, Ste 201-301 [Satellite], Redondo Beach, CA 90277 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Long Beach | CA | 06/2016 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Long Beach | CA | 11/2016 | 10/2019 |
| Wells Fargo Advisors Financial Network, Llc | Long Beach | CA | 10/2019 | Present |
RENTAL PROPETY, INV RELATED, CONNEAUT LAKE, PA, 50% OWNERSHIP, START 5/1/2022, 10 HOURS PER MONTH, ZERO HOURS DURING TRADING. THE EDDY INVESTMENT GROUP, LLC; INV RELATED;REDONDO BEACH,CA; INVESTMENT MANAGEMENT; RELATIONSHIP MANAGEMENT; START DATE: 05/29/2026; 200 HRS PER MONTH; 200 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-12-22 |
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