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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-11-16
  • TX RA
    APPROVED
    Since 2018-11-16

Branch Locations

24 Waterway Ave Ste 1400, The Woodlands, TX 77380-3391 • United States

The Woodlands, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated The Woodlands TX 05/2016 03/2018
Us Army Reserves Houston TX 10/2010 06/2017
Ameriprise Financial Services, Inc Huston TX 04/2018 05/2018
Ameriprise Financial Services, Inc The Woodlands TX 10/2018 03/2020
365 Pro The Woodlands TX 05/2018 09/2018
Ameriprise Financial Services, Llc The Woodlands TX 03/2020 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-10-05
  • S66 Uniform Combined State Law Examination
    2016-10-05
Other Names
  • John P Schantz
  • John P Schantz
  • John Philip Schantz

View on SEC IAPD

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