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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-09-24
CA RA APPROVED 2024-08-05
  • TX RA
    APPROVED
    Since 2024-09-24
  • CA RA
    APPROVED
    Since 2024-08-05

Branch Locations

1424 State St, Santa Barbara, CA 93101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Westmont College Santa Barbara CA 08/2015 05/2017
Westmont College Santa Barbara CA 08/2015 05/2019
Der Manouel Insurance Group Fresno CA 05/2017 08/2017
Eureka Restaurant Group Santa Barbara CA 04/2018 04/2019
Confluent, Inc. Mountain View CA 06/2019 05/2020
Darkstore, Inc. Los Angeles CA 05/2020 10/2021
Unemployed Fresno CA 10/2021 12/2021
Full Armor Investment Management Clovis CA 01/2022 05/2022
Fresno Christian Schools Fresno CA 11/2021 02/2022
Lpl Financial Clovis CA 01/2022 07/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated Santa Barbara CA 05/2024 Present
Celegan Labs, Inc. San Francisco CA 08/2022 12/2022
Unemployed Fresno CA 12/2022 05/2024
Bank Of America, N.A. Santa Barbara CA 07/2024 Present
  • 08/2015 → 05/2017
    Westmont College
    Santa Barbara, CA
  • 08/2015 → 05/2019
    Westmont College
    Santa Barbara, CA
  • 05/2017 → 08/2017
    Der Manouel Insurance Group
    Fresno, CA
  • 04/2018 → 04/2019
    Eureka Restaurant Group
    Santa Barbara, CA
  • 06/2019 → 05/2020
    Confluent, Inc.
    Mountain View, CA
  • 05/2020 → 10/2021
    Darkstore, Inc.
    Los Angeles, CA
  • 10/2021 → 12/2021
    Unemployed
    Fresno, CA
  • 01/2022 → 05/2022
    Full Armor Investment Management
    Clovis, CA
  • 11/2021 → 02/2022
    Fresno Christian Schools
    Fresno, CA
  • 01/2022 → 07/2022
    Lpl Financial
    Clovis, CA
  • 05/2024 → Present
    Santa Barbara, CA
  • 08/2022 → 12/2022
    Celegan Labs, Inc.
    San Francisco, CA
  • 12/2022 → 05/2024
    Unemployed
    Fresno, CA
  • 07/2024 → Present
    Bank Of America, N.A.
    Santa Barbara, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-08-02
  • S66 Uniform Combined State Law Examination
    2024-08-02
Other Names
  • Christopher Grossman
  • Christopher David Grossman
  • Chris Grossman

View on SEC IAPD

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