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4821 E 2Nd Street, Long Beach, CA 90803 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2017-01-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Advisor Networks Llc | El Segundo | CA | 06/2016 | 12/2023 |
| Clg Llc Dba Clg Wealth Management | Long Beach | CA | 01/2016 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | 12/2023 |
| Pks Investments | Albany | NY | 01/2024 | 07/2024 |
1. Fixed Insurance. Investment Related. At Registered Location. Fixed/traditional insurance. Agent. 01/2024. 5 hrs/month all during trading hrs. Provide insurance advice based on the needs of clients. 2. 5 RYAN FOUNDATION. Not Investment Related. 80 E Sir Francis Drake Blvd, Larkspur. California, 94939. Non Profit Organization. Board Member. 2 hrs/ month; none during trading hours. Board helps to choose organizations in need of financial assistance to improve their business or help fundraise for a certain cause
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-10-04 |
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