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Inactive

Richard Estep Hall

Bourgeon Capital Management LLC

Darien, CT

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Current Employers
Bourgeon Capital Management Llc

320 Post Road Suite 220, Darien, CT 06820 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2024-11-14
  • CT RA
    APPROVED
    Since 2024-11-14

Branch Locations

320 Post Road Suite 220, Darien, CT 06820 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. New York NY 12/2017 03/2024
Unemployed Haverford PA 09/2016 05/2017
Unemployed New York NY 05/2017 11/2017
Bourgeon Capital Management, Llc Darien CT 07/2024 Present
Unemployed New York NY 03/2024 07/2024
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-03-14
  • S66 Uniform Combined State Law Examination
    2018-03-14
Other Names
  • Richard Estep Hall
  • Richard Hall
  • Stepper Hall

View on SEC IAPD

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