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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2024-09-14
TX RA APPROVED 2024-09-14
  • MO RA
    APPROVED
    Since 2024-09-14
  • TX RA
    APPROVED
    Since 2024-09-14

Branch Locations

7700 Forsyth Blvd Floor 12 Ste 1200, Clayton, MO 63105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank Na Chicago IL 05/2016 Present
Jpmorgan Securities Llc Chicago IL 05/2016 Present
  • 05/2016 → Present
    Jpmorgan Chase Bank Na
    Chicago, IL
  • 05/2016 → Present
    Jpmorgan Securities Llc
    Chicago, IL
Other Businesses

Entity Name: Self Investment related: No Address: Auburn/Opelika, Alabama. Nature of the other business: Consultant Position/Title/Relationship: Employee/Contractor Start Date: 10/04/2025 Approximate # of hours a Week: 0-10 Approximate # of hours during securities trading hours: 0 "Briefly describe your duties: Intellectual property analyst and consultant for outside inventor(s)/entrepreneur(s). Conduct research on patent eligibility and ability of technology for any existing prior art via public data source (i.e., USPTO and GooglePatents), with potential filing and prosecuting provisional and nonprovisional patent applications for the inventor(s). There is no relation to my firm role or any connection JPMC. "

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-09-13
S63 Uniform Securities Agent State Law Examination 2016-07-08
  • S66 Uniform Combined State Law Examination
    2024-09-13
  • S63 Uniform Securities Agent State Law Examination
    2016-07-08
Other Names
  • Yeung Zhong

View on SEC IAPD

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