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Michael Paul Reich

Mercer Global Advisors Inc.

Denver, CO

Louisville, KY

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Current Employers
Mercer Global Advisors Inc.

1200 17Th Street Suite 2000, Denver, CO 80202 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2026-04-16
KY RA APPROVED 2025-04-09
TX RA APPROVED 2025-04-09
  • IN RA
    APPROVED
    Since 2026-04-16
  • KY RA
    APPROVED
    Since 2025-04-09
  • TX RA
    APPROVED
    Since 2025-04-09

Branch Locations

1200 17Th Street Suite 2000, Denver, CO 80202 • United States

6440 Dutchmans Parkway Suite 201, Louisville, KY 40205 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Spectrum Financial Alliance Ltd., L.L.C. Nicholasville KY 08/2015 11/2020
D. Scott Neal, Inc. Louisville KY 12/2020 04/2025
Mercer Global Advisors Inc. Louisville KY 04/2025 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-06-13
  • S65 Uniform Investment Adviser Law Examination
    2016-06-13
Designations

View on SEC IAPD

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