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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-08-01
CA RA APPROVED 2017-07-11
  • TX RA
    APPROVED
    Since 2017-08-01
  • CA RA
    APPROVED
    Since 2017-07-11

Branch Locations

755 Sw Bonnett Way, Bend, OR 97702 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Bend OR 05/2016 Present
Other Businesses

I*1052324 For profit or not for profit: Entity For Profit Name of outside business organization: Farms, LLC Investment related: N Address of business: Bend, Oregon, 97701 Nature of business: ["Limited Liability Company"] Position, title, association: ["General Partner/Managing Member","Owner"], Start date of relationship: 1/1/2023 Number of hours devoted: 5 hour(s) Weekly Number of hours devoted during trading hours: 0 Duties: , Family farm. Responsibilities will include feeding and watering animals and managing manure. Possible record keeping and bill paying duties. I*1497289 For profit or not for profit: Entity For Profit Name of outside business organization: Flying Pig Farm LLC Investment related: N Address of business: Bend, Oregon, 97701, United States Nature of business: ["Limited Liability Company"] Position, title, association: ["Other"], Start date of relationship: 10/1/2023 Number of hours devoted: 1 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: Member of the LLC., Purpose is to transfer ownership of the family farm to the LLC. Responsibility is paying bills and upkeep on the farm.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-07-10
  • S66 Uniform Combined State Law Examination
    2017-07-10
Other Names
  • Kelly Marie Miller
  • Kelly M Lewis

View on SEC IAPD

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