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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-08-01 |
| CA | RA | APPROVED | 2017-07-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Bend | OR | 05/2016 | Present |
I*1052324 For profit or not for profit: Entity For Profit Name of outside business organization: Farms, LLC Investment related: N Address of business: Bend, Oregon, 97701 Nature of business: ["Limited Liability Company"] Position, title, association: ["General Partner/Managing Member","Owner"], Start date of relationship: 1/1/2023 Number of hours devoted: 5 hour(s) Weekly Number of hours devoted during trading hours: 0 Duties: , Family farm. Responsibilities will include feeding and watering animals and managing manure. Possible record keeping and bill paying duties. I*1497289 For profit or not for profit: Entity For Profit Name of outside business organization: Flying Pig Farm LLC Investment related: N Address of business: Bend, Oregon, 97701, United States Nature of business: ["Limited Liability Company"] Position, title, association: ["Other"], Start date of relationship: 10/1/2023 Number of hours devoted: 1 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: Member of the LLC., Purpose is to transfer ownership of the family farm to the LLC. Responsibility is paying bills and upkeep on the farm.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-07-10 |
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