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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2026-02-18 |
| TX | RA | APPROVED | 2022-09-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Sugar Land | TX | 08/2016 | 09/2016 |
| Lpl Financial | Houston | TX | 10/2016 | 12/2016 |
| New York Life Insurance Co. | San Antonio | TX | 04/2017 | 10/2017 |
| Nylife Securities Llc | San Antonio | TX | 05/2017 | 10/2017 |
| Lpl Financial | Houston | TX | 03/2018 | 03/2019 |
| Unemployed | Sugar Land | TX | 10/2017 | 03/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Sugarland | TX | 02/2019 | 05/2022 |
| Bank Of America, N.A. / Merrill Lynch | Sugar Land | TX | 02/2019 | 05/2022 |
| Lpl Financial Llc | Houston | TX | 10/2016 | 04/2017 |
| Lpl Financial Llc | Houston | TX | 03/2018 | 02/2019 |
| J.P. Morgan Securities Llc | Sugar Land | TX | 08/2022 | Present |
| Jpmorgan Chase Bank, N.A. | Sugar Land | TX | 08/2022 | Present |
| Unemployed | Houston | TX | 06/2022 | 07/2022 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-07-13 |
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