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225 South Sixth Street Suite 1400, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2025-12-12 |
| CA | RA | APPROVED | 2024-02-10 |
| TX | RA | APPROVED | 2024-02-10 |
| MN | RA | APPROVED | 2023-01-06 |
| WI | RA | APPROVED | 2022-02-04 |
Branch Locations
225 South Sixth Street Suite 1400, Minneapolis, MN 55402 • United States
4915 West Grande Market Drive, Appleton, WI 54913 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Appleton | WI | 09/2016 | 02/2022 |
| Northrock Partners | Appleton | WI | 02/2022 | Present |
Maintains Wisconsin license for Accident & Health, Life and Variable Contracts.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-07-29 |
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