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Christopher Paul Garcia

Raymond James & Associates, Inc.

The Woodlands, TX

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-05-14
  • TX RA
    APPROVED
    Since 2026-05-14

Branch Locations

1780 Hughes Landng Blvd. Suite 375, The Woodlands, TX 77380 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc Rocklin CA 05/2016 01/2019
Jpmorgan Chase Bank Rocklin CA 05/2016 01/2019
Jp Morgan Securities Llc Spring TX 01/2019 04/2019
Jp Morgan Chase Bank Spring TX 01/2019 04/2019
J.P. Morgan Chase Bank, N.A. The Woodlands TX 04/2019 08/2021
Jpm Morgan Securities, Llc The Woodlands TX 04/2019 08/2021
Ubs Financial Services.iNc Woodlands TX 09/2021 05/2026
Raymond James & Associates, Inc. The Woodlands TX 05/2026 Present
  • 05/2016 → 01/2019
    Jp Morgan Securities Llc
    Rocklin, CA
  • 05/2016 → 01/2019
    Jpmorgan Chase Bank
    Rocklin, CA
  • 01/2019 → 04/2019
    Jp Morgan Securities Llc
    Spring, TX
  • 01/2019 → 04/2019
    Jp Morgan Chase Bank
    Spring, TX
  • 04/2019 → 08/2021
    J.P. Morgan Chase Bank, N.A.
    The Woodlands, TX
  • 04/2019 → 08/2021
    Jpm Morgan Securities, Llc
    The Woodlands, TX
  • 09/2021 → 05/2026
    Ubs Financial Services.iNc
    Woodlands, TX
  • 05/2026 → Present
    Raymond James & Associates, Inc.
    The Woodlands, TX
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-03-18
S63 Uniform Securities Agent State Law Examination 2016-07-05
  • S66 Uniform Combined State Law Examination
    2022-03-18
  • S63 Uniform Securities Agent State Law Examination
    2016-07-05
Other Names
  • Paul Garcia
  • C Paul Garcia
  • Christopher P Garcia
  • Christopher Garcia

View on SEC IAPD

Other Firms

PROVIDENT WEALTH ADVISORS, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
J. W. COLE ADVISORS, INC.
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
ROSSBY FINANCIAL, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
ALLSTATE FINANCIAL ADVISORS, LLC
PFS INVESTMENTS INC.

Other Investors

DANIEL CORAL GOODWIN
Jeffrey Douglas Hackett
KRISTIN LEE SANDERS
JENNIFER JOYCE CHACHERE
LEISL MAJ DODSON
THOMAS JAMES HAYES
JAMES ALBERT MAHDAK
SUSAN MARIE HILL

Other Offices

PROVIDENT WEALTH ADVISORS, LLC · THE WOODLANDS, TX
AMERIPRISE FINANCIAL SERVICES, LLC · THE WOODLANDS, TX
J. W. COLE ADVISORS, INC. · THE WOODLANDS, TX
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · The Woodlands, TX
AMERIPRISE FINANCIAL SERVICES, LLC · The Woodlands, TX
ROSSBY FINANCIAL, LLC · The Woodlands, TX
STATE FARM INVESTMENT MANAGEMENT CORP. · The Woodlands, TX
ALLSTATE FINANCIAL ADVISORS, LLC · Spring, TX

More in The Woodlands, TX

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