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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2026-07-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Co/Strategic Financial Partners | Memphis | TN | 01/2023 | 07/2026 |
| Mml Investors Services, Llc | Memphis | TN | 03/2023 | 07/2026 |
| Giles Financial Group | Memphis | TN | 07/2019 | 01/2023 |
| Guidingpoint Financial Group | Cordova | TN | 05/2016 | 07/2019 |
| Ameriprise Financial Services Llc. | Memphis | TN | 05/2016 | 01/2023 |
| Lpl Financial, Llc | Memphis | TN | 07/2026 | Present |
1.07/16/2026; Justin Adam Martin; Notary; Investment Related; at Reported Business Location(s); Start Date 06/28/2024; 1hrs/mth; 0hrs during trading 2.07/16/2026; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Bluff City Advisory Group, LLC; Investment Related; at Reported Business Location(s); Start Date 08/03/2026; 160hrs/mth; 130hrs during trading 3.08/31/2026; MassMutual; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 08/11/2026; 5hrs/mth; 5hrs during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-08-15 |
| S63 | Uniform Securities Agent State Law Examination | 2024-12-07 |
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