Best Investors Account Sign in
Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2022-09-29
  • PA RA
    APPROVED
    Since 2022-09-29

Branch Locations

4905 Tilghman Street Suite 200, Allentown, PA 18104 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massachusetts Mutual Life Insurance Company Springfield MA 09/2016 Present
Msi Financial Securities Allentown PA 09/2016 Present
Austins West Lawn PA 11/2015 09/2016
Mml Investors Services, Llc Allentown PA 03/2017 Present
  • 09/2016 → Present
    Massachusetts Mutual Life Insurance Company
    Springfield, MA
  • 09/2016 → Present
    Msi Financial Securities
    Allentown, PA
  • 11/2015 → 09/2016
    Austins
    West Lawn, PA
  • 03/2017 → Present
    Allentown, PA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-09-15
S63 Uniform Securities Agent State Law Examination 2016-11-23
  • S65 Uniform Investment Adviser Law Examination
    2022-09-15
  • S63 Uniform Securities Agent State Law Examination
    2016-11-23
Other Names
  • Charlene Renee Yardley
  • Charlene Flick

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Allentown, PA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor