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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2021-11-29
MO RA APPROVED 2021-11-29
TX RA APPROVED 2021-11-29
  • IL RA
    APPROVED
    Since 2021-11-29
  • MO RA
    APPROVED
    Since 2021-11-29
  • TX RA
    APPROVED
    Since 2021-11-29

Branch Locations

16401 Swingley Ridge Road Suite 225, Chesterfield, MO 63017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Financial Legacy Associates, Llc Chesterfield MO 05/2016 11/2021
Royal Alliance Associates Chesterfield MO 06/2017 11/2021
University Of Missouri Columbia MO 08/2013 05/2017
Lpl Financial Llc Chesterfield MO 11/2021 Present
  • 05/2016 → 11/2021
    Financial Legacy Associates, Llc
    Chesterfield, MO
  • 06/2017 → 11/2021
    Royal Alliance Associates
    Chesterfield, MO
  • 08/2013 → 05/2017
    University Of Missouri
    Columbia, MO
  • 11/2021 → Present
    Chesterfield, MO
Previous Registrations
  • 2018-06-21 → 2021-12-06
    Financial Legacy Associates
    Chesterfield, MO
  • 2017-06-29 → 2021-12-02
    Chesterfield, MO
Other Businesses

1)11/15/2021 - INT Wealth Planning - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 11/2021

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-06-29
  • S66 Uniform Combined State Law Examination
    2017-06-29
Designations
Other Names
  • Rob Clark
  • Robbie Clark

View on SEC IAPD

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