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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2021-11-29 |
| MO | RA | APPROVED | 2021-11-29 |
| TX | RA | APPROVED | 2021-11-29 |
Branch Locations
16401 Swingley Ridge Road Suite 225, Chesterfield, MO 63017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Financial Legacy Associates, Llc | Chesterfield | MO | 05/2016 | 11/2021 |
| Royal Alliance Associates | Chesterfield | MO | 06/2017 | 11/2021 |
| University Of Missouri | Columbia | MO | 08/2013 | 05/2017 |
| Lpl Financial Llc | Chesterfield | MO | 11/2021 | Present |
1)11/15/2021 - INT Wealth Planning - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 11/2021
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-06-29 |
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