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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-08-28 |
Branch Locations
12800 University Drive Suite 500, Fort Myers, FL 33907 • United States
Van Nuys, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Skylar | Marina Del Ray | CA | 05/2019 | 03/2020 |
| The Flex Company | Venice | CA | 04/2020 | 01/2021 |
| Unemployed | Los Angeles | CA | 01/2021 | 04/2021 |
| Wendy's Lookbook | New York | CA | 05/2016 | 08/2018 |
| Freelance/ Consulting Work | Los Angeles | CA | 08/2018 | 05/2019 |
| Unemployed | Los Angeles | CA | 03/2020 | 04/2020 |
| Equitable Advisors Llc | New York | NY | 04/2021 | 07/2026 |
| Ubs Financial Services Inc. | Fort Myers | FL | 07/2026 | Present |
1. Outside Fixed Business. 2. Associate Board Member, Korean American Foundation Los Angeles, CA 90010. Not investment related. This is a community foundation serving the greater Korean American community in Southern California. As an associate board member, I meet with the board quarterly and help run 2-3 volunteer events a year. Overall, I spend about 2 hours a month to board meetings and events. Majority of the time occurs outside of securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-02-03 |
| S63 | Uniform Securities Agent State Law Examination | 2021-08-31 |
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