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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-09-30
NY RA APPROVED 2021-05-18
  • TX RA
    APPROVED_RES
    Since 2024-09-30
  • NY RA
    APPROVED
    Since 2021-05-18

Branch Locations

350 Essjay Road Suite 300, Williamsville, NY 14221 • United States

Forestville, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Journey'S End Refugee Services Buffalo NY 07/2012 10/2016
Axa Advisors, Llc New York NY 08/2016 06/2020
Equitable Advisors, Llc New York NY 08/2016 Present
  • 07/2012 → 10/2016
    Journey'S End Refugee Services
    Buffalo, NY
  • 08/2016 → 06/2020
    Axa Advisors, Llc
    New York, NY
  • 08/2016 → Present
    New York, NY
Other Businesses

1) West Side International Soccer, Inc. - Co-Founder/President LLC Non-Investment - West Seneca, NY - 5/31/2012, 80 hrs/mth. 2) WESTSIDE INTERNATIONAL SOCCER - Coach and Board President - Buffalo, NY - 1/1/2018 - 20 hrs/mth.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-06-05
S63 Uniform Securities Agent State Law Examination 2016-09-20
  • S65 Uniform Investment Adviser Law Examination
    2019-06-05
  • S63 Uniform Securities Agent State Law Examination
    2016-09-20

View on SEC IAPD

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