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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-09-30 |
| NY | RA | APPROVED | 2021-05-18 |
Branch Locations
350 Essjay Road Suite 300, Williamsville, NY 14221 • United States
Forestville, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Journey'S End Refugee Services | Buffalo | NY | 07/2012 | 10/2016 |
| Axa Advisors, Llc | New York | NY | 08/2016 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 08/2016 | Present |
1) West Side International Soccer, Inc. - Co-Founder/President LLC Non-Investment - West Seneca, NY - 5/31/2012, 80 hrs/mth. 2) WESTSIDE INTERNATIONAL SOCCER - Coach and Board President - Buffalo, NY - 1/1/2018 - 20 hrs/mth.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-06-05 |
| S63 | Uniform Securities Agent State Law Examination | 2016-09-20 |
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