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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2016-12-19 |
Branch Locations
3805 Edwards Road Suite 200, Cincinnati, OH 45209 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| David Shuley | Cincinnati | OH | 06/2016 | 05/2023 |
| Northwestern Mutual Investment Services Llc | Cincinnati | OH | 06/2016 | Present |
| Shuley Financial | Cincinnati | OH | 05/2016 | 02/2017 |
| Geoff Stevens | Cincinnati | OH | 02/2017 | 05/2023 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 03/2017 | 05/2023 |
| Will Butler | Beavercreek | OH | 03/2018 | 05/2023 |
| Brent Shaw | West Chester | OH | 05/2020 | 06/2020 |
| Brent Shaw | West Chester | OH | 12/2020 | 05/2023 |
| David Shuley | Cincinnatti | OH | 05/2023 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 06/2023 | Present |
1. 100% OWNERSHIP, JPM CORE, LLC, LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 12/18/2020, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, BUSINESS ADMINISTRATION/EXPENSES 2. 100% OWNERSHIP, JPM, LLC, LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 12/18/2020, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, BUSINESS ADMINISTRATION/EXPENSES 3. OWNER, DSGSSM, LLC, LEGAL ENTITY WMC COMPENSATION AND EA EMPLOYMENT, START DATE: 12/18/2020, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, ESTABLISHED FOR BUSINESS PURPOSES; INVESTMENT-RELATED 4. 3.0% OWNER, DSGSSM CORE, LLC, LEGAL ENTITY - RECEIVING RISK COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 12/18/2020, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, ADMINISTRATION OF REVENUE/EXPENSES/DISTRIBUTIONS 5. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES, OR INSURANCE BROKERAGE AGENCIES, NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, MEDICARE, ANNUITY, DISABILITY AND/ OR LONG TERM CARE INSURANCE PRODUCTS, INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-12-15 |
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