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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2016-12-19
  • OH RA
    APPROVED
    Since 2016-12-19

Branch Locations

3805 Edwards Road Suite 200, Cincinnati, OH 45209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
David Shuley Cincinnati OH 06/2016 05/2023
Northwestern Mutual Investment Services Llc Cincinnati OH 06/2016 Present
Shuley Financial Cincinnati OH 05/2016 02/2017
Geoff Stevens Cincinnati OH 02/2017 05/2023
Northwestern Mutual Wealth Management Company Milwaukee WI 03/2017 05/2023
Will Butler Beavercreek OH 03/2018 05/2023
Brent Shaw West Chester OH 05/2020 06/2020
Brent Shaw West Chester OH 12/2020 05/2023
David Shuley Cincinnatti OH 05/2023 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 06/2023 Present
  • 06/2016 → 05/2023
    David Shuley
    Cincinnati, OH
  • 06/2016 → Present
    Cincinnati, OH
  • 05/2016 → 02/2017
    Shuley Financial
    Cincinnati, OH
  • 02/2017 → 05/2023
    Geoff Stevens
    Cincinnati, OH
  • 03/2017 → 05/2023
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 03/2018 → 05/2023
    Will Butler
    Beavercreek, OH
  • 05/2020 → 06/2020
    Brent Shaw
    West Chester, OH
  • 12/2020 → 05/2023
    Brent Shaw
    West Chester, OH
  • 05/2023 → Present
    David Shuley
    Cincinnatti, OH
  • 06/2023 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Other Businesses

1. 100% OWNERSHIP, JPM CORE, LLC, LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 12/18/2020, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, BUSINESS ADMINISTRATION/EXPENSES 2. 100% OWNERSHIP, JPM, LLC, LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 12/18/2020, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, BUSINESS ADMINISTRATION/EXPENSES 3. OWNER, DSGSSM, LLC, LEGAL ENTITY WMC COMPENSATION AND EA EMPLOYMENT, START DATE: 12/18/2020, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, ESTABLISHED FOR BUSINESS PURPOSES; INVESTMENT-RELATED 4. 3.0% OWNER, DSGSSM CORE, LLC, LEGAL ENTITY - RECEIVING RISK COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 12/18/2020, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, ADMINISTRATION OF REVENUE/EXPENSES/DISTRIBUTIONS 5. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES, OR INSURANCE BROKERAGE AGENCIES, NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, MEDICARE, ANNUITY, DISABILITY AND/ OR LONG TERM CARE INSURANCE PRODUCTS, INVESTMENT RELATED.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-12-15
  • S66 Uniform Combined State Law Examination
    2016-12-15
Other Names
  • Sean A Murphy

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