Best Investors Account Sign in
Current Employers
Regal Investment Advisors Llc

2687 44Th Street Se, Kentwood, MI 49512 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2020-09-08
  • MI RA
    APPROVED
    Since 2020-09-08

Branch Locations

2687 44Th Street Se, Kentwood, MI 49512 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Life Insurance Company Lansing MI 07/2016 11/2016
Principal Securities Inc Lansing MI 07/2016 11/2016
Unemployed Lansing MI 11/2016 05/2017
Michael Michalak Grand Rapids MI 06/2017 11/2018
Nylife Securities Llc Grand Rapids MI 09/2017 11/2018
Regal Financial Group Kentwood MI 11/2018 Present
  • 07/2016 → 11/2016
    Principal Life Insurance Company
    Lansing, MI
  • 07/2016 → 11/2016
    Lansing, MI
  • 11/2016 → 05/2017
    Unemployed
    Lansing, MI
  • 06/2017 → 11/2018
    Michael Michalak
    Grand Rapids, MI
  • 09/2017 → 11/2018
    Nylife Securities Llc
    Grand Rapids, MI
  • 11/2018 → Present
    Regal Financial Group
    Kentwood, MI
Previous Registrations
Other Businesses

[Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered insurance products; 333 Bridge St NW Suite 600, Grand Rapids MI 49504; Commissions; 1 hour per month; investment related]

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-08-17
  • S66 Uniform Combined State Law Examination
    2016-08-17
Designations

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Kentwood, MI

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor