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Kevin Mark Brown

Edelman Financial Engines

Oklahoma City, OK

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Current Employers
Edelman Financial Engines

3945 Freedom Circle, Santa Clara, CA 95054 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2023-09-08
TX RA APPROVED 2023-09-08
  • OK RA
    APPROVED
    Since 2023-09-08
  • TX RA
    APPROVED
    Since 2023-09-08

Branch Locations

13921 Quail Pointe Drive, Oklahoma City, OK 73134 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
American Century Investment Services Inc. Kansas City MO 01/2017 08/2020
Oklahoma State University Stillwater OK 09/2016 10/2016
Avantis Investors Kansas City MO 08/2020 10/2021
Align Wealth Management, Llc Oklahoma City OK 11/2021 Present
Financial Engines Advisors L.L.C. Santa Clara CA 09/2023 Present
  • 01/2017 → 08/2020
    American Century Investment Services Inc.
    Kansas City, MO
  • 09/2016 → 10/2016
    Oklahoma State University
    Stillwater, OK
  • 08/2020 → 10/2021
    Avantis Investors
    Kansas City, MO
  • 11/2021 → Present
    Align Wealth Management, Llc
    Oklahoma City, OK
  • 09/2023 → Present
    Financial Engines Advisors L.L.C.
    Santa Clara, CA
Previous Registrations
  • 2021-11-16 → 2023-12-31
    Align Wealth Management, Llc
    Oklahoma City, OK
Other Businesses

1) AllTrans Terminal Investors, LLC; INVESTMENT RELATED: No; ADDRESS: 9640 Clinton Dr., Houston, TX 77029; NATURE: My father ran a company called Texas Transloaders (trucking company that receives pipe via railroads, then delivers to pipe fitters or oil companies for drilling). His business partner ran AllTrans Transportation Services. They sold both of their companies in a joint operation to a company now named "AllTrans Terminal Companies." My dad retired, my brother is now the President & CEO, and the firm is primarily owned by AllTrans Terminal Investors and other private equity entities. AllTrans Terminal Investors is the investor group that owns a majority of AllTrans Terminal Companies. I own 11.50235% of Class A membership shares of AllTrans Terminal Investors.; POSITION: Investor; START DATE: 06/30/2025; NUMBER OF HOURS/MONTH: 0 Hrs.; HOURS/MNTH DURING SECURITIES TRADING HOURS: 0 Hrs.; DUTIES: I do not have any voting shares, authority, or daily responsibilities. I am a minority investor. I will be issued a k1 annually. I have not received a distribution or any form of income from the firm. I may receive money via a "recapitalization" which is non-taxed income (aka swapping equity for debt). If the company sells, I will financially benefit from that as well. I will have not authority when/if the company sells.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2017-01-26
  • S63 Uniform Securities Agent State Law Examination
    2017-01-26
Designations
Other Names
  • Kevin M Brown
  • Kevin Brown
  • Kev Brown

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