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3945 Freedom Circle, Santa Clara, CA 95054 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2023-09-08 |
| TX | RA | APPROVED | 2023-09-08 |
Branch Locations
13921 Quail Pointe Drive, Oklahoma City, OK 73134 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| American Century Investment Services Inc. | Kansas City | MO | 01/2017 | 08/2020 |
| Oklahoma State University | Stillwater | OK | 09/2016 | 10/2016 |
| Avantis Investors | Kansas City | MO | 08/2020 | 10/2021 |
| Align Wealth Management, Llc | Oklahoma City | OK | 11/2021 | Present |
| Financial Engines Advisors L.L.C. | Santa Clara | CA | 09/2023 | Present |
1) AllTrans Terminal Investors, LLC; INVESTMENT RELATED: No; ADDRESS: 9640 Clinton Dr., Houston, TX 77029; NATURE: My father ran a company called Texas Transloaders (trucking company that receives pipe via railroads, then delivers to pipe fitters or oil companies for drilling). His business partner ran AllTrans Transportation Services. They sold both of their companies in a joint operation to a company now named "AllTrans Terminal Companies." My dad retired, my brother is now the President & CEO, and the firm is primarily owned by AllTrans Terminal Investors and other private equity entities. AllTrans Terminal Investors is the investor group that owns a majority of AllTrans Terminal Companies. I own 11.50235% of Class A membership shares of AllTrans Terminal Investors.; POSITION: Investor; START DATE: 06/30/2025; NUMBER OF HOURS/MONTH: 0 Hrs.; HOURS/MNTH DURING SECURITIES TRADING HOURS: 0 Hrs.; DUTIES: I do not have any voting shares, authority, or daily responsibilities. I am a minority investor. I will be issued a k1 annually. I have not received a distribution or any form of income from the firm. I may receive money via a "recapitalization" which is non-taxed income (aka swapping equity for debt). If the company sells, I will financially benefit from that as well. I will have not authority when/if the company sells.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2017-01-26 |
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