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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2020-12-09 |
| TX | RA | APPROVED | 2017-07-10 |
| MD | RA | APPROVED | 2016-08-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Hunt Valley | MD | 04/2016 | Present |
| Bank Of America, N.A. | Hunt Valley | MD | 10/2016 | Present |
I*10796For profit or not for profit: Name of outside business organization: Rental propertyInvestment related: Address of business:Hilton Head, South Carolina 29928Nature of business: Position, title, association: Start date of relationship: 4/1/2021Number of hours devoted: 4 hour(s) Number of hours devoted during trading hours: 0 I*2048286, Entity Type, Entity for Profit, Name of OBA: Carla Carpenter-Breeding MPT, Address: Westminster, MD, 21157, Investment Related: No, Position, Title, Association: Owner, Employee Start Date: 10/19/2024, No Hours: 8hrs/Mo, No Hours during trading: 0, Duties: Physical Therapist.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-08-08 |
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