Carla W Carpenter-Breeding

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2016 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Hunt Valley, MD
• 10/2016 → Present
  Bank Of America, N.A.
  Hunt Valley, MD

Other Businesses

I*10796For profit or not for profit: Name of outside business organization: Rental propertyInvestment related: Address of business:Hilton Head, South Carolina 29928Nature of business: Position, title, association: Start date of relationship: 4/1/2021Number of hours devoted: 4 hour(s) Number of hours devoted during trading hours: 0 I*2048286, Entity Type, Entity for Profit, Name of OBA: Carla Carpenter-Breeding MPT, Address: Westminster, MD, 21157, Investment Related: No, Position, Title, Association: Owner, Employee Start Date: 10/19/2024, No Hours: 8hrs/Mo, No Hours during trading: 0, Duties: Physical Therapist.

Exams

• S66 Uniform Combined State Law Examination
  2016-08-08

Other Names

• Carla Inez Weston
• Carla Weston Carpenter
• Carla Weston Carpenter-Hossler