George Ramirez

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2022-05-11

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Jp Morgan Chase Bank	Riverside	CA	11/2009	08/2018
Jpmorgan Securities Llc	Riverside	CA	04/2016	08/2018
Massmutual Life Insurance Company	Springfield	IL	08/2018	10/2018
Mml Investors Services, Llc	Springfield	IL	09/2018	04/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Mission Viejo	CA	04/2019	04/2022
Bank Of America, N.A.	Mission Viejo	CA	04/2019	04/2022
Capstone Partners	Springfield	IL	09/2018	09/2018
Saddleback College	Mission Viejo	CA	01/2017	12/2019
Charles Schwab & Co., Inc.	Mission Viejo	CA	05/2022	Present
Charles Schwab Bank, Ssb	Mission Viejo	CA	05/2022	Present

11/2009 → 08/2018

Jp Morgan Chase Bank

Riverside, CA
04/2016 → 08/2018

Jpmorgan Securities Llc

Riverside, CA
08/2018 → 10/2018

Massmutual Life Insurance Company

Springfield, IL
09/2018 → 04/2022

Mml Investors Services, Llc

Springfield, IL
04/2019 → 04/2022

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Mission Viejo, CA
04/2019 → 04/2022

Bank Of America, N.A.

Mission Viejo, CA
09/2018 → 09/2018

Capstone Partners

Springfield, IL
01/2017 → 12/2019

Saddleback College

Mission Viejo, CA
05/2022 → Present

Charles Schwab & Co., Inc.

Mission Viejo, CA
05/2022 → Present

Charles Schwab Bank, Ssb

Mission Viejo, CA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-10-20
S63	Uniform Securities Agent State Law Examination	2016-07-07

Other Firms