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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2024-03-29 |
| TX | RA | APPROVED | 2024-03-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co Inc | Lone Tree | CO | 04/2016 | 07/2021 |
| Jpmorgan Chase Bank Na | Denver | CO | 07/2021 | Present |
| Jpmorgan Securities Llc | Denver | CO | 07/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-03-29 |
| S63 | Uniform Securities Agent State Law Examination | 2017-03-16 |
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