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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2026-01-20 |
Branch Locations
2019 Woodbrook Ct, Charlottesville, VA 22901 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 05/2016 | 01/2026 |
| Northwestern Mutual Investment Services Llc | Charlottesville | VA | 03/2017 | 01/2026 |
| Lpl Financial, Llc | Charlottesville | VA | 01/2026 | Present |
| Sonder Wealth Group | Charlottesville | VA | 01/2026 | Present |
1 ) 12/10/2025 - Sonder Wealth Group / DBA LPL Business (entity for LPL business) Inv Related / At reported business location (s) 160 Total Hours per month - 120 Total Hours per month during trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2017-08-08 |
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