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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-03-16 |
| CA | RA | APPROVED | 2020-01-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Securities Llc | Bakersfield | CA | 08/2016 | 02/2018 |
| Jp Morgan Chase | Bakersfield | CA | 07/2010 | 02/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Bakersfield | CA | 08/2019 | Present |
| Bank Of America, N.A. | Bakersfield | CA | 08/2019 | Present |
| Allstate 13 Insurance Companies | Bakersfield | CA | 06/2019 | 07/2019 |
| Unemployed | Bakersfield | CA | 03/2018 | 06/2019 |
I"994813", Name of OBA: Rental Property 1, Address: bakersfield, California, Investment Related: N, Position, Title: Sole owner, Employee Start Date: 9/23/2022, No Hours: 0, Yearly, No Hours during trading: 0, Duties: N/A
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-12-30 |
| S63 | Uniform Securities Agent State Law Examination | 2016-08-12 |
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