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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-05-11 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Capital Choice Financial Services | Greensboro | GA | 08/2015 | 11/2020 |
| Ccf Investments | Greensboro | GA | 04/2016 | 06/2017 |
| Ameritas Investment Corp. | Lincoln | NE | 06/2017 | 11/2019 |
| Southern Careers Institute | Harlingen | TX | 02/2019 | 03/2022 |
| Corecap Investments | Southfield | MI | 11/2019 | 11/2020 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 11/2020 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 05/2022 | Present |
1) CRISTOBAL DELGADO, 915 E 11TH ST, BROWNSVILLE, TX, 03/2013, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, NIR, 20 HR/MO, 1 HR/MO TRADING. 2) CRISTOBAL DELGADO, 915 E 11TH ST, BROWNSVILLE, TX, 05/2022, INVESTMENT ADVISOR REPRESENTATIVE, PARAPLANNING, INV REL, 120 HR/MO, 100 HR/MO TRADING. 3) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 05/2022, AS ADVISORY REP OF AN RIA, INV REL, 160 HR/MO, 120 HR/MO TRADING. 4) SMARTPRO FINANCIAL, 915 E 11TH ST, BROWNSVILLE, TX, 03/2024, INVESTMENT ADVISOR REPRESENTATIVE, INV REL, 60 HR/MO, 140 HR/MO TRADING. 5) GALATAS 6:9, PLLC, 915 E 11th St, Brownsville TX 78520, United States, 09/22/2022, Owner, Owner/Partner of a Business Entity, NIR, 160 HR/MO, 60 HR/MO TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-04-29 |
| S63 | Uniform Securities Agent State Law Examination | 2016-06-15 |
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