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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-11-20 |
Branch Locations
910 Ruben M Torres Blvd, Brownsville, TX 78520 • United States
1000 Louisiana St 7Th Fl [Tn/Td-Rbo], Houston, TX 77002 • United States
744 E Elizabeth St, Brownsville, TX 78520 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Securities Llc | Brownsville | TX | 02/2016 | 03/2020 |
| Jpmorgan Chase Bank | Brownsville | TX | 02/2016 | 03/2020 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Harlingen | TX | 03/2020 | 11/2025 |
| Bank Of America, N.A. | Harlingen | TX | 03/2020 | 11/2025 |
| Wells Fargo Clearing Services, Llc | Houston | TX | 11/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-07-20 |
| S63 | Uniform Securities Agent State Law Examination | 2016-04-05 |
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