Maria Lidia Rojas

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2001 → Present
  Wells Fargo Bank Na
  Brownsville, TX
• 06/2011 → 11/2016
  Wells Fargo Advisors Llc
  Brownsville, TX
• 11/2016 → Present
  Wells Fargo Clearing Services, Llc
  Brownsville, TX

Previous Registrations

• 2005-03-02 → 2010-02-05
  Wells Fargo Investments, Llc
  Brownsville, TX
  Brownsville, TX

Other Businesses

EXECUTOR FOR FATHER'S ESTATE; INV. RELATED; MATAMOROS, TAMAULIPAS MEXICO; START DATE 5/2017; 1 HR PER MONTH; 1 HR DURING TRADING; DUTIES DISBURSE MONEY TO BROTHERS FROM FARMERS RENTAL INCOME. EXECUTOR FOR MOTHER'S ESTATE; INV. RELATED; MATAMOROS, TAMAULIPAS MEXICO; START DATE 5/2017; 1 HR PER MONTH; 1 HR DURING TRADING; DUTIES DISBURSE MONEY TO BROTHERS FROM FARMERS RENTAL INCOME. RENTAL PROPERTY; INVESTMENT RELATED; BROWNSVILLE,TX; 100% OWNERSHIP; START DATE 08/15/2019; NUMBER OF HOURS PER MONTH 1; NUMBER OF HOURS DURING TRADING 1; RECEIVE MONTHLY RENTAL INCOME FROM A MANAGEMENT COMPANY.

Exams

• S66 Uniform Combined State Law Examination
  2005-02-25

Other Names

• Maria Lidia B Rojas