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Miguel Lozano

LPl Financial LLC

Brownsville, TX

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2014-11-13
  • TX RA
    APPROVED
    Since 2014-11-13

Branch Locations

1425 Ruben Torres Blvd Suite R, Brownsville, TX 78521-1104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Brownsville TX 11/2014 Present
Previous Registrations
  • 2012-10-01 → 2014-12-02
    J.P. Morgan Securities Llc
    Brownsville, TX
  • 2006-03-06 → 2012-10-01
    Chase Investment Services Corp.
    Brownsville, TX
    Brownsville, TX
Other Businesses

1. 04/21/2025 - None - Not Investment Related - Other - Cattle - Home Based - Start Date: 04/01/2025 - 20 Hrs/Mth - 00 Hrs During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-03-04
S63 Uniform Securities Agent State Law Examination 2002-10-23
  • S66 Uniform Combined State Law Examination
    2006-03-04
  • S63 Uniform Securities Agent State Law Examination
    2002-10-23

View on SEC IAPD

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