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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-01-11
  • TX RA
    APPROVED
    Since 2022-01-11

Branch Locations

1175 Fm 802, Brownsville, TX 78521 • United States

3310 Boca Chica Blvd, Brownsville, TX 78521 • United States

1000 Louisiana St 7Th Fl [Tn/Td-Rbo], Houston, TX 77002 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bbva Securities Inc. Mcallen TX 09/2013 06/2018
Compass Bank Birmingham AL 11/2011 06/2018
Bbva Compass Insurance Agency, Inc. Austin TX 07/2013 06/2018
Bbva Wealth Solutions Inc. Mcallen TX 09/2017 06/2018
Wells Fargo Bank, Na Brownsville TX 06/2018 09/2021
Wells Fargo Clearing Services, Llc Brownsville TX 06/2018 09/2021
Wells Fargo Clearing Services, Llc San Antonio TX 10/2021 Present
  • 09/2013 → 06/2018
    Bbva Securities Inc.
    Mcallen, TX
  • 11/2011 → 06/2018
    Compass Bank
    Birmingham, AL
  • 07/2013 → 06/2018
    Bbva Compass Insurance Agency, Inc.
    Austin, TX
  • 09/2017 → 06/2018
    Bbva Wealth Solutions Inc.
    Mcallen, TX
  • 06/2018 → 09/2021
    Wells Fargo Bank, Na
    Brownsville, TX
  • 06/2018 → 09/2021
    Brownsville, TX
  • 10/2021 → Present
    San Antonio, TX
Previous Registrations
  • 2018-07-03 → 2021-08-03
    Brownsville, TX
    Austin, TX
    San Antonio, TX
  • 2017-09-18 → 2018-06-04
    Pnc Managed Account Solutions, Inc.
    Mcallen, TX
Other Businesses

CITY OF BROWNSVILLE BOARD OF ADJUSTMENT; NOT INV. RELATED; BROWNSVILLE, TX; BOARD MEMBER; START DATE 10/2019; 1 HR PER MONTH; 0 HRS DURING TRADING; ATTENDING MONTHLY MEETINS AND AUTHORIZING IN SPECIFIC CASES, A VARIANCE FROM THE TERMS OF A ZONING ORDINANCE IF THE VARIANCE IS NOT CONTRARY TO THE PURLIC INTEREST. INDIGO GARDENS EVENTS CENTER LLC; NOT INV. RELATED; BROWNSVILLE, TX; CO-OWNER; RENT VENUE FOR WEDDING AND OTHER EVENTS; START DATE 9/7/2023; 20 HOURS PER MONTH; 0 HOURS DURING TRADING; DUTIES: ASSIST WITH BOOKING APPOINTMENTS AND SOCIAL MEDIA MANAGEMENT.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-09-14
S63 Uniform Securities Agent State Law Examination 2014-02-08
  • S66 Uniform Combined State Law Examination
    2017-09-14
  • S63 Uniform Securities Agent State Law Examination
    2014-02-08
Other Names
  • Lizette Cantu
  • Iris Lizette Cantu
  • Iris L Cantu
  • Iris L. Cantu
  • Iris L. Diaz
  • Iris Diaz
  • Iris Lizette Diaz

View on SEC IAPD

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