Abigail Flores Chao

Employer firm

Cosmos Wealth, LLC CRD 341781

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2016 → 03/2020
  Ameriprise Financial Services, Inc
  City Of Industry, CA
• 03/2020 → 11/2024
  Ameriprise Financial Services, Llc
  City Of Industry, CA
• 11/2024 → 08/2026
  Tru Independence Asset Management 2
  La Jolla, CA
• 08/2026 → Present
  Cosmos Wealth Llc
  La Jolla , CA

Previous Registrations

• 2020-08-26 → 2024-11-06
  Ameriprise Financial Services, Llc
  City Of Industry, CA
  Glendora, CA

Other Businesses

Junk Journal and Yap: Not Investment Related: 16025 Calle Del Norte, #2114, Baldwin Park, CA, 91706; Craft Club Owner/Event Organizer; 2/17/2026; 10-20 Hours Per Month; 0 During Trading Hours; Organize meetings on a monthly basis and sell items related to the hobby in person and online.

Exams

• S66 Uniform Combined State Law Examination
  2018-11-19

Other Names

• Abigail Ladrillo Flores