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Stephen Charles Chandler

LPl Financial LLC

Memphis, TN

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2018-01-12
  • TN RA
    APPROVED
    Since 2018-01-12

Branch Locations

6075 Poplar Ave Ste 725, Memphis, TN 38119-4717 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securian Financial Service Inc St Paul MN 04/2016 12/2017
Minnesota Life Insurance Co St Paul MN 04/2016 12/2017
Shoemaker Financial Germantown TN 06/2016 12/2017
Lpl Financial Llc Memphis TN 01/2018 Present
  • 04/2016 → 12/2017
    Securian Financial Service Inc
    St Paul, MN
  • 04/2016 → 12/2017
    Minnesota Life Insurance Co
    St Paul, MN
  • 06/2016 → 12/2017
    Shoemaker Financial
    Germantown, TN
  • 01/2018 → Present
    Memphis, TN
Previous Registrations
  • 2016-08-11 → 2018-01-02
    Securian Financial Services, Inc.
    Germantown, TN
Other Businesses

1. 01/02/2018 - Williams and Gillentine Legacy Planning - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Assistant - Start Date 01/01/2018 - 100 Hours Per Month / 7 Hours During Trading - 100% Time Spent. 2. 11/14/2018 - Gillentine Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 11/13/2018 - 180 Hours Per Month/5 Hours During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-07-19
  • S66 Uniform Combined State Law Examination
    2016-07-19

View on SEC IAPD

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