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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2023-05-15 |
Branch Locations
6733 S University Blvd, Littleton, CO 80122 • United States
5613 Dtc Parkway 9Th Fl [Mb-Rbo], Greenwood Village, CO 80111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Littleton | CO | 03/2016 | 11/2016 |
| Wells Fargo Bank, Na | Littleton | CO | 04/2011 | 05/2021 |
| Wells Fargo Clearing Services, Llc | Littleton | CO | 11/2016 | 05/2021 |
| Wells Fargo Clearing Services, Llc | Littleton | CO | 04/2023 | Present |
| Wells Fargo Bank, Na | Littleton | CO | 04/2011 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-08-02 |
| S65 | Uniform Investment Adviser Law Examination | 2017-09-01 |
| S63 | Uniform Securities Agent State Law Examination | 2016-06-16 |
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