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Jennifer M Short

Northwestern Mutual Investment Services, LLC

Lexington, KY

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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2020-05-19
  • KY RA
    APPROVED
    Since 2020-05-19

Branch Locations

330 E Main St Ste 300, Lexington, KY 40507 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Lexington KY 05/2015 Present
Northwestern Mutual Investment Services Llc Lexington KY 06/2019 Present
Joseph Floyd Lexington KY 01/2017 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 06/2020 Present
  • 05/2015 → Present
    Northwestern Mutual
    Lexington, KY
  • 06/2019 → Present
    Northwestern Mutual Investment Services Llc
    Lexington, KY
  • 01/2017 → Present
    Joseph Floyd
    Lexington, KY
  • 06/2020 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-05-18
  • S66 Uniform Combined State Law Examination
    2020-05-18
Other Names
  • Jennifer Marie Lewis
  • Jennifer M Short

View on SEC IAPD

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Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · LEXINGTON, KY
WEALTH MANAGEMENT OF THE BLUEGRASS, LLC. · LEXINGTON, KY
LPL FINANCIAL LLC · LEXINGTON, KY
CETERA INVESTMENT ADVISERS LLC · LEXINGTON, KY
INVEST INC. · LEXINGTON, KY
EAGLE STRATEGIES LLC · LEXINGTON, KY
LPL ENTERPRISE, LLC · LEXINGTON, KY
LPL FINANCIAL LLC · LEXINGTON, KY

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