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Marissa K Johnson

Edward Jones

Madelia, MN

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-06-27
MN RA APPROVED 2022-06-23
  • TX RA
    APPROVED_RES
    Since 2022-06-27
  • MN RA
    APPROVED
    Since 2022-06-23

Branch Locations

114 West Main Street, Madelia, MN 56062 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Profinium, Inc Fairmont MN 03/2015 06/2022
Cetera Investment Services Llc St.CLoud MN 03/2016 06/2022
Cetera Investment Advisors Fairmont MN 12/2016 06/2022
Edward Jones St. Louis MO 06/2022 Present
  • 03/2015 → 06/2022
    Profinium, Inc
    Fairmont, MN
  • 03/2016 → 06/2022
    Cetera Investment Services Llc
    St.CLoud, MN
  • 12/2016 → 06/2022
    Cetera Investment Advisors
    Fairmont, MN
  • 06/2022 → Present
    Edward Jones
    St. Louis, MO
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-11-30
S63 Uniform Securities Agent State Law Examination 2016-05-06
  • S65 Uniform Investment Adviser Law Examination
    2016-11-30
  • S63 Uniform Securities Agent State Law Examination
    2016-05-06
Other Names
  • Marissa Kay Hennen
  • Marissa Kay Johnson

View on SEC IAPD

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THRIVENT INVESTMENT MANAGEMENT INC. · SAINT JAMES, MN
LPL FINANCIAL LLC · SAINT JAMES, MN
CETERA INVESTMENT ADVISERS LLC · NEW ULM, MN
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THRIVENT INVESTMENT MANAGEMENT INC. · NEW ULM, MN

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