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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-10-07 |
| MN | RA | APPROVED | 2017-10-11 |
Branch Locations
805 1St St S, St. James, MN 56081-0266 • United States
1901 N Washington St Po Box 8, New Ulm, MN 56073 • United States
St James, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Saint James | MN | 09/2015 | 10/2017 |
| Ameriprise Financial Services, Llc | Saint James | MN | 10/2017 | Present |
Board of Directors; Rotary; Treasurer; 408 1st St, , St. James, MN, 56081; Investment-Related; 06/01/2018; 20 to 39 hours per month; 1 to 9 during trading hours / St. James Area Foundation; Board Member; PO Box 165, , St. James, MN, 56081; Not Investment-Related; 07/01/2024; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-05-16 |
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