Best Investors
Account
Sign in
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2023-06-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Carlsonsv Llp | New Ulm | MN | 04/2021 | Present |
| Heartland Corn Products | Winthrop | MN | 01/2006 | 04/2021 |
| Csv Financial Advisors Llc | New Ulm | MN | 09/2021 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 09/2021 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 07/2021; APX NUMBER OF HOURS PER WEEK: 10; APX NUMBER OF HOURS DURING TRADING HOURS: 10; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG-TERM CARE; 2. NAME OF OTHER BUSINESS: POA; INVESTMENT RELATED: NO; ADDRESS: FAIRFAX, MN; NATURE OF BUSINESS: POA FOR MOTHER; START DATE: 12/2013; POSITION/TITLE/RELATIONSHIP: POA; APX NUMBER OF HOURS PER WEEK: NONE; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: ASSIST MOTHER WITH BASIC BANKING NEEDS IF SHE BECOMES INCAPACITATED; 3. NAME OF OTHER BUSINESS: CSV FINANCIAL ADVISORS LLC; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES / INSURANCE; START DATE: 09/2021; POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR; APX NUMBER OF HOURS PER WEEK: 20; APX NUMBER OF HOURS DURING TRADING HOURS: 20; BRIEF DESCRIPTION OF DUTIES: OFFERING FINANCIAL SERVICES AND FIXED INSURANCE PRODUCTS; 4. NAME OF OTHER BUSINESS: CARLSONSV; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FULL-SERVICE ACCOUNTING, BOOKKEEPING, AUDITING AND CONSULTING FIRM; START DATE: 04/2021; POSITION/TITLE/RELATIONSHIP: STRATEGIC BUSINESS CONSULTANT; APX NUMBER OF HOURS PER WEEK: 20; APX NUMBER OF HOURS DURING TRADING HOURS: 20; BRIEF DESCRIPTION OF DUTIES: BUSINESS STRATEGY AND FIRM DEVELOPMENT CONSULTING WORK
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-09-23 |
Reach out to this advisor