Steven Mark Friese

Current Employers

Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-11-18
MN	RA	APPROVED	2017-09-18

TX RA
APPROVED_RES

Since 2020-11-18
MN RA
APPROVED

Since 2017-09-18

Branch Locations

710 N. Broadway, New Ulm, MN 56073 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Stifel Financial	New Ulm	MN	07/2017	Present
Agquest Financial Services, Inc	Morgan	MN	10/2010	07/2017

07/2017 → Present

Stifel Financial

New Ulm, MN
10/2010 → 07/2017

Agquest Financial Services, Inc

Morgan, MN

Other Businesses

1. Minnesota Secretary of State; 710 N Broadway, New Ulm, MN 56073; Notary; 02/01/2021; 1 Hour per Month; During Securities Trading Hours; Not Investment-Related.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-09-15

S66 Uniform Combined State Law Examination

2017-09-15

Other Names

Steve Mark Friese
Steven Friese

View on SEC IAPD

Current Employers

Stifel, Nicolaus & Company, Incorporated

Disclosures

Employment History

Other Businesses

Exams

Other Names

Other Firms

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