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Lisa Marie Peterson

Stifel, Nicolaus & Company, Incorporated

New Ulm, MN

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-03-31
MN RA APPROVED 2013-12-09
  • TX RA
    APPROVED_RES
    Since 2020-03-31
  • MN RA
    APPROVED
    Since 2013-12-09

Branch Locations

710 N. Broadway, New Ulm, MN 56073 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel, Nicolaus & Company, Incorporated New Ulm MN 12/2006 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-06-09
S63 Uniform Securities Agent State Law Examination 2006-03-31
  • S65 Uniform Investment Adviser Law Examination
    2007-06-09
  • S63 Uniform Securities Agent State Law Examination
    2006-03-31
Other Names
  • Lisa Lammers

View on SEC IAPD

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Other Offices

EDWARD JONES · NEW ULM, MN
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