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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-05-23
MN RA APPROVED 2013-11-27
IA RA APPROVED 2013-02-27
  • TX RA
    APPROVED_RES
    Since 2017-05-23
  • MN RA
    APPROVED
    Since 2013-11-27
  • IA RA
    APPROVED
    Since 2013-02-27

Branch Locations

113 S Main Street, Lake Crystal, MN 56055-0367 • United States

1930 Premier Dr, Mankato, MN 56001-5900 • United States

Mankato, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Austin MN 07/2012 03/2020
Ameriprise Financial Services, Llc Mankato MN 03/2020 Present
Other Businesses

Real Estate Ownership; Single Family; 1634 Maplewood Drive, , Mankato, MN, 56001; Not Investment-Related; 08/01/2025. Business Ownership; PFP LLC; Manage and maintain the property owned by the LLC; Commercial Real estate. The building I plan to purchase is one that I use in Lake Crystal, MN as office space. The current owner is selling and I want to continue using the office space for client meetings.; 2031 Badger Lane, , Mankato, MN, 56001; Not Investment-Related; 01/01/2023; 0 hours per month; 0 during trading hours. Other Business Activities; Farming; Taking on a passive role in the family farm. Only cash crop (corn and soybean) activities. Parents are renting a portion of the farm to me, but they will still be doing all the farm operation. I will pay them for their time and activity. I will cover my portion of all costs/inputs and receive proportional payout of income based on the corn and soybean sales.; 2031 Badger Lane, , Mankato, MN, 56001; Not Investment-Related; 01/01/2024; 0 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-02-25
  • S66 Uniform Combined State Law Examination
    2013-02-25

View on SEC IAPD

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