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4201 42Nd Street Ne Suite 100, Cedar Rapids, IA 52402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2024-05-24 |
Branch Locations
1445 Lookout Dr, North Mankato, MN 56003 • United States
4201 42Nd Street Ne Suite 100, Cedar Rapids, IA 52402 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sii Investments, Inc. | North Mankato | MN | 11/1996 | 11/2017 |
| Securities America, Inc. | North Mankato | MN | 11/2017 | 05/2024 |
| Securities America Advisors | North Mankato | MN | 11/2017 | 05/2024 |
| Berthel, Fisher & Company Financial Services, Inc. | North Mankato | MN | 05/2024 | Present |
| Bfc Planning, Inc. | North Mankato | MN | 05/2024 | Present |
1. INVESTMENT MANAGEMENT & ASSOC.- Y- North Mankato, MN- DBA for securities and insurance business- Financial Professional- 08/1998- 160- 120- Sales of securities and insurance products. 2. FIXED INSURANCE SALES- N- North Mankato, MN- Fixed Insurance- Insurance Agent- 01/1988- 10- 0- Sales of fixed insurance products. 3. DEDINSKY RENTAL PROPERTY- N- North Mankato, MN- Building rental- Owner- 08/1988- 5- 0- Sole owner of office building at 1445 Lookout Drive who rents office space.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-10 |
| S63 | Uniform Securities Agent State Law Examination | 1983-09-19 |
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