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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2021-07-21
  • MN RA
    APPROVED
    Since 2021-07-21

Branch Locations

1822 Commerce Dr, North Mankato, MN 56003 • United States

3660 Sarah Pl Nw Ste 202, Rochester, MN 55901 • United States

46 North Union St, Mora, MN 55051-1326 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed, Inc North Mankato MN 02/2012 07/2021
Various Insurance Carriers For W & R Insurance Agencies Lake Crystal MN 02/2012 07/2021
Business On Belgrade North Mankato MN 03/2020 10/2020
Zion Lutheran Church Lake Crystal MN 02/2020 07/2021
Sara Tilberg Mora MN 01/2019 07/2021
Sara L Tilberg Llc Mora MN 01/2019 07/2021
Lpl Financial Llc North Mankato MN 07/2021 Present
  • 02/2012 → 07/2021
    Waddell & Reed, Inc
    North Mankato, MN
  • 02/2012 → 07/2021
    Various Insurance Carriers For W & R Insurance Agencies
    Lake Crystal, MN
  • 03/2020 → 10/2020
    Business On Belgrade
    North Mankato, MN
  • 02/2020 → 07/2021
    Zion Lutheran Church
    Lake Crystal, MN
  • 01/2019 → 07/2021
    Sara Tilberg
    Mora, MN
  • 01/2019 → 07/2021
    Sara L Tilberg Llc
    Mora, MN
  • 07/2021 → Present
    North Mankato, MN
Previous Registrations
  • 2012-02-23 → 2021-07-21
    Waddell & Reed
    Rochester, MN
    North Mankato, MN
    Savage, MN
    Mora, MN
    Rochester, MN
  • 2008-08-11 → 2012-02-23
    St Louis, MO
    Mankato, MN
    Mankato, MN
Other Businesses

1. 05/11/2022 - Navar Financial - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 05/02/2022 - 160 Hours Per Month/8 Hours During Securities Trading. 2. 05/24/2022 - Navar Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 05/02/2022 - 160 Hours Per Month/ 8 Hours During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-07-24
  • S66 Uniform Combined State Law Examination
    2008-07-24
Other Names
  • Daniel Lowis
  • Dan Lowis

View on SEC IAPD

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