James Dale Peters

Current Employers

Employment History

• 07/2015 → 11/2017
  Sii Investments
  North Mankato, MN
• 11/2017 → 05/2024
  Securities America, Inc.
  North Mankato, MN
• 11/2017 → 05/2024
  Securities America Advisors
  North Mankato, MN
• 05/2024 → Present
  Berthel, Fisher & Company Financial Services, Inc.
  North Mankato, MN
• 05/2024 → Present
  Bfc Planning, Inc.
  North Mankato, MN

Previous Registrations

• 2017-11-27 → 2024-06-03
  Securities America Advisors, Inc.
  North Mankato, MN
• 2015-07-27 → 2017-11-28
  Sii Investments, Inc.
  North Mankato, MN
• 2013-12-12 → 2015-08-12
  Ameriprise Financial Services, Llc
  Gaylord, MN

Other Businesses

1. Investment Management & Associates- Y- North Mankato, MN- DBA for securities and insurance business- Financial Professional- 07/2015- 160- 120- Securities and insurance sales. 2. FIXED INSURANCE SALES- N- North Mankato, MN- Fixed insurance- Agent- 07/2015- 12- 4- Sales of fixed insurance products. 3. ALUMNI ADVISORY BOARD MEMBER FOR THE SIGMA CHI CHAPTER AT MINNESOTA STATE UNIVERSITY MANKATO- N- Mankato, MN- Alumni Advisory Board Member- 10/2019- 3- 0- Mentor fraternity members in leadership development and participate in chapter events. 4. The Peters Family Partnership- N- Brownton, MN- Family partnership for estate planning- Partner- 10/1996- 2- 1- Advising other partners on investments and general upkeep on partnership properties. 5. American Legion Post 518- N- North Mankato, MN- Service organization for veterans and the community- 1st Vice Commander- 06/2024- 2- 0- Attend meetings and volunteer activities, and assume duties of the Post Commander in his absence. 6. Sigma Chi Alumni Advisory Board at the University of St. Thomas- N- St. Paul, MN- Alumni Advisory Board Member- 10/2025- 2- 0- Mentoring undergraduate members of the Sigma Chi Fraternity at the University of St. Thomas

Exams

• S63 Uniform Securities Agent State Law Examination
  2010-01-22