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Michael Lealon Purdy

Wacker & Associates, Inc.

St. James, MN

Jackson, MN

LPl Financial LLC

Saint James, MN

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Current Employers
Wacker & Associates, Inc.

208 Sherman Street, Jackson, MN 56143 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2026-01-02
  • MN RA
    APPROVED
    Since 2026-01-02

Branch Locations

504 1St Ave. S., St. James, MN 56081 • United States

208 Sherman Street, Jackson, MN 56143 • United States

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2018-02-14
  • MN RA
    APPROVED
    Since 2018-02-14

Branch Locations

504 1St Ave S, Saint James, MN 56081 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Invest Financial Corp Tampa FL 01/2003 02/2018
Lpl Financial Llc St James MN 02/2018 03/2026
Wacker & Associates, Inc. St. James MN 01/2026 Present
Previous Registrations
  • 2014-01-29 → 2018-02-14
    Invest Financial Corporation
    St James, MN
    St James, MN
    Appleton, WI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-04-08
S63 Uniform Securities Agent State Law Examination 1995-12-21
  • S66 Uniform Combined State Law Examination
    2019-04-08
  • S63 Uniform Securities Agent State Law Examination
    1995-12-21
Other Names
  • Buzz Purdy
  • Michael "Buzz" Lealon Purdy

View on SEC IAPD

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KEITH ALLEN BOEVE
Laura Berg
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Marissa K Johnson
Chad Jeremy Klassen
DENNIS MICHAEL PAUL
JOHN RICHARD MIELKE

Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · ST. JAMES, MN
STATE FARM INVESTMENT MANAGEMENT CORP. · Saint James, MN
THRIVENT INVESTMENT MANAGEMENT INC. · SAINT JAMES, MN
EDWARD JONES · MADELIA, MN
CORNERSTONE WEALTH MANAGEMENT, LLC · Mountain Lake, MN
AMERIPRISE FINANCIAL SERVICES, LLC · Lake Crystal, MN
LPL FINANCIAL LLC · Sleepy Eye, MN
EDWARD JONES · SLEEPY EYE, MN

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