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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-09-16 |
| CA | RA | APPROVED | 2024-07-17 |
Branch Locations
4900 California Ave Ste 120B, Bakersfield, CA 93309 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | Bakersfield | CA | 04/2016 | 09/2018 |
| Jp Morgan Securities, Llc | Bakersfield | CA | 09/2018 | 09/2021 |
| Jp Morgan Chase Bank, N.A. | Bakersfield | CA | 09/2018 | 09/2021 |
| Sagepoint Financial, Inc. | Bakersfield | CA | 09/2021 | 01/2022 |
| Pruco Securities, Llc. | Bakersfield | CA | 01/2022 | 06/2024 |
| The Prudential Insurance Company Of America | Bakersfield | CA | 02/2022 | 06/2024 |
| Principal Life Insurance Co | Bakersfield | CA | 06/2024 | Present |
| Principal Securities Inc | Bakersfield | CA | 06/2024 | Present |
| True Legacy Financial & Insurance Services | Bakersfield | CA | 08/2026 | Present |
**INSURANCE POSITION: Fixed Insurance NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 07/16/2024 ADDRESS: 4900 California Ave., Ste 120B, Bakersfield CA 93309, United States DESCRIPTION: Sales and service of fixed life, fixed annuities, DI, LTC, and group benefits. **INSURANCE / True Legacy Financial & Insurance Services (DBA) POSITION: Financial Advisor NATURE: Business Consulting, Fee-Based Financial Planning, Financial Strategies/Needs Analysis, Life Insurance/Annuities, Mutual Funds/Securities/VA/VL INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 08/21/2026 ADDRESS: 4900 California Ave, Suite 120B, Bakersfield CA 93309, United States DESCRIPTION: DBA is being used instead of Principal, but all products and services offered are done via affiliation with Principal Financial Network.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-06-14 |
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