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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-11-19 |
Branch Locations
1190 Waldron Rd, Corpus Christi, TX 78418 • United States
1000 Louisiana St 7Th Fl [Tn/Td-Rbo], Houston, TX 77002 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Corpus Christi | TX | 03/2016 | 11/2016 |
| Wells Fargo Bank, Na | Corpus Christi | TX | 07/2010 | Present |
| Wells Fargo Clearing Services, Llc | Corpus Christi | TX | 11/2016 | Present |
ALPHA KAPPA ALPHA SORORITY INC., INV RELATED, CORPUS CHRISTI, TX, ASSISTANT TREASURER, START 1/9/2021, 5 HOURS PER MONTH, ZERO DURING TRADING, WRITING RECEIPTS FOR MEMEBER PAYMENTS TO ASSIST THE TREASURER. TBD LLC, NOT INV RELATED, CORPUS CHRISTI, TX, 100% OWNERSHIP, START 8/1/2022, 70 HOURS PER MONTH, ZERO HOURS DURING TRADING, INTERIOR DESIGN AND REMODELING. | FOSTER CARE BEACON OF HOPE; NOT INV RELATED; CORPUS CHRISTI, TX; RESPITE CARE PROVIDER; 03/2025; 8 HOUR PER MONTH; NO HOURS DURING TRADING; BACK UP CARE PROVIDER
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-11-19 |
| S63 | Uniform Securities Agent State Law Examination | 2016-12-01 |
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