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Norma Alicia Graham

Thrivent Investment Management Inc.

Minneapolis, MN

Houston, TX

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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2026-02-09
DC RA APPROVED 2026-02-05
TX RA APPROVED 2026-01-21
  • OK RA
    APPROVED
    Since 2026-02-09
  • DC RA
    APPROVED
    Since 2026-02-05
  • TX RA
    APPROVED
    Since 2026-01-21

Branch Locations

600 Portland Ave S Msc 7100, Minneapolis, MN 55415 • United States

Houston, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Channelview TX 03/2016 11/2016
Wells Fargo Clearing Services, Llc Baytown TX 11/2016 04/2019
Thrivent Investment Management Inc Minneapolis MN 01/2026 Present
Thrivent Financial Appleton WI 01/2026 Present
Wells Fargo Bank, Na Houston TX 04/2019 12/2021
Wells Fargo Bank, Na Kingwood TX 01/2021 12/2025
  • 03/2016 → 11/2016
    Wells Fargo Advisors Llc
    Channelview, TX
  • 11/2016 → 04/2019
    Wells Fargo Clearing Services, Llc
    Baytown, TX
  • 01/2026 → Present
    Thrivent Investment Management Inc
    Minneapolis, MN
  • 01/2026 → Present
    Thrivent Financial
    Appleton, WI
  • 04/2019 → 12/2021
    Wells Fargo Bank, Na
    Houston, TX
  • 01/2021 → 12/2025
    Wells Fargo Bank, Na
    Kingwood, TX
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-08-04
S63 Uniform Securities Agent State Law Examination 2016-06-11
  • S65 Uniform Investment Adviser Law Examination
    2016-08-04
  • S63 Uniform Securities Agent State Law Examination
    2016-06-11
Other Names
  • Norma Alicia Gomez Anguiano
  • Norma Graham

View on SEC IAPD

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Other Offices

HAYS FINANCIAL GROUP, LLC · MINNEAPOLIS, MN
THRIVENT ASSET MANAGEMENT, LLC · MINNEAPOLIS, MN
THRIVENT PRIVATE INVESTMENTS · MINNEAPOLIS, MN
THRIVENT FINANCIAL FOR LUTHERANS · MINNEAPOLIS, MN
CETERA INVESTMENT ADVISERS LLC · MINNEAPOLIS, MN
THRIVENT ASSET MANAGEMENT, LLC · Minneapolis, MN
LPL FINANCIAL LLC · MINNEAPOLIS, MN
THRIVENT ASSET MANAGEMENT, LLC · Minneapolis, MN

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