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Thomas Carlyle Coppersmith

Wells Fargo Clearing Services, LLC

Minneapolis, MN

Wayzata, MN

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-10-17
MN RA APPROVED 2018-07-03
  • TX RA
    APPROVED_RES
    Since 2024-10-17
  • MN RA
    APPROVED
    Since 2018-07-03

Branch Locations

90 S 7Th St Fl 10 [Mn- Rbo], Minneapolis, MN 55402 • United States

930 Wayzata Blvd E, Wayzata, MN 55391 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Maple Grove MN 03/2016 11/2016
Wells Fargo Bank, Na Maple Grove MN 07/2013 Present
Wells Fargo Clearing Services, Llc Maple Grove MN 11/2016 Present
  • 03/2016 → 11/2016
    Wells Fargo Advisors Llc
    Maple Grove, MN
  • 07/2013 → Present
    Wells Fargo Bank, Na
    Maple Grove, MN
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Maple Grove, MN
Other Businesses

KWIK TRIP; NOT INV. RELATED; DELANO,MN; CLERK; START DATE 02/11/2022; NUMBER OF HOURS PER MONTH 70; NUMBER OF HOURS DURING TRADING 0; GAS STATION.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-07-03
S63 Uniform Securities Agent State Law Examination 2018-05-10
  • S65 Uniform Investment Adviser Law Examination
    2018-07-03
  • S63 Uniform Securities Agent State Law Examination
    2018-05-10
Other Names
  • Thomas Coppersmith

View on SEC IAPD

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