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Dalton Alan Andrews

Rbc Capital Markets, LLC

Greenwood Village, CO

Parker, CO

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2019-09-10
  • CO RA
    APPROVED
    Since 2019-09-10

Branch Locations

5251 Dtc Parkway Suite 1200, Greenwood Village, CO 80111-2737 • United States

Parker, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oppenheimer Funds Distribution Inc Centennial CO 10/2016 09/2017
Ultimate Staffing Centennial CO 08/2016 10/2016
Charles Schwab & Co., Inc. Lone Tree CO 09/2017 04/2019
Rbc Capital Markets, Llc. Greenwood Village CO 09/2019 Present
Unemployed Lone Tree CO 05/2019 08/2019
  • 10/2016 → 09/2017
    Oppenheimer Funds Distribution Inc
    Centennial, CO
  • 08/2016 → 10/2016
    Ultimate Staffing
    Centennial, CO
  • 09/2017 → 04/2019
    Charles Schwab & Co., Inc.
    Lone Tree, CO
  • 09/2019 → Present
    Rbc Capital Markets, Llc.
    Greenwood Village, CO
  • 05/2019 → 08/2019
    Unemployed
    Lone Tree, CO
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-02-21
S63 Uniform Securities Agent State Law Examination 2018-03-05
  • S66 Uniform Combined State Law Examination
    2019-02-21
  • S63 Uniform Securities Agent State Law Examination
    2018-03-05

View on SEC IAPD

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BRENT Allan LEE
Dean Edward Norsworthy
ANDREW T DODDS
DENNIS EDWARD MARSHALL

Other Offices

DODDS WEALTH, LLC · GREENWOOD VILLAGE, CO
MARSHALL INVESTMENT MANAGEMENT, LLC · GREENWOOD VILLAGE, CO
AXS CAPITAL, LLC · GREENWOOD VILLAGE, CO
MORGAN STANLEY · Greenwood Village, CO
LPL FINANCIAL LLC · GREENWOOD VILLAGE, CO
LPL FINANCIAL LLC · GREENWOOD VILLAGE, CO
WESTERN WEALTH MANAGEMENT LLC · Greenwood Village, CO
CONCURRENT INVESTMENT ADVISORS, LLC · Greenwood Village, CO

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